UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 12b-25
 
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SEC File Number: 001-40023
CUSIP Number: 362541 209
NOTIFICATION OF LATE FILING
 
 
(Check One)
 
☐ Form 10-K     ☐ Form 20-F     ☐ Form 11-K     ☒ Form 10-Q     ☐ Form 10-D     ☐ Form N-CEN     ☐ N-CSR
 
 
For period ended June 30, 2021                                                                    
 
☐ Transition Report on Form 10-K
 
☐ Transition Report on Form 20-F
 
☐ Transition Report on Form 11-K
 
☐ Transition Report on Form 10-Q
 
☐ Transition Report on Form N-SAR
 
For the transition period ended ___________________________

Nothing in this form shall be construed to imply that the Commission
 
 has verified any information contained herein.
 
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: 
 

 
 
 
 
PART I
REGISTRANT INFORMATION
 
Full Name of Registrant GT Biopharma, Inc.
Former Name if Applicable
 
Address of Principal Executive Office (Street and number) 9350 Wilshire Blvd., Suite 203
City, State and Zip Code  Beverly Hills, CA 90212
 
PART II
RULES 12b-25(b) AND (c)
 
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)
 
 
(a)
The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
[X]
(b)
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and
 
(c)
The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
  
PART III
NARRATIVE
 
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
 
The Registrant is unable to file the subject report within the prescribed time period because the Registrant was not able to complete timely its internal processes necessary for management to certify its financial statements without unreasonable effort or expense. The Registrant expects to file the subject report within the extension period.
 
PART IV
OTHER INFORMATION
 
(1) Name and telephone number of person to contact in regard to this notification.
 
Michael Handelman
 
805
 
341-2631
(Name)
 
(Area Code)
 
(Telephone No.)
 
(2) Have all other periodic reports required under Section 13 or 15(d) or the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). X Yes___ No
 
(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?   Yes   X No
 
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
 
 
 
 
 GT Biopharma, Inc.
(Name of Registrant as Specified in Charter)
 
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
Dated: August 17, 2021
By:  
/s/ Michael Handelman
 
 
Name:
Michael Handelman
 
 
Title:
 Chief Financial Officer
 
 
ATTENTION
 
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).