UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report:
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(Exact name of registrant as specified in its charter)
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
The Registrant held its annual meeting of stockholders on June 25, 2024. At the annual meeting, there were 1,380,633 shares of the Registrant’s common stock entitled to vote, and 691,084 (50.05%) were represented at the annual meeting in person and by proxy. The following summarizes vote results for those matters submitted to the Registrant’s stockholders for action at the annual meeting:
1. Proposal to elect four members of the Registrant’s Board of Directors.
| Director | For | Withheld | ||
| Michael Breen | 298,002 | 33,043 | ||
| Rajesh Shrotriya, M.D. | 295,782 | 35,263 | ||
| Bruce Wendel | 229,004 | 102,041 | ||
| Charles J. Casamento | 266,456 | 64,589 |
2. Proposal to ratify the appointment of Weinberg & Company, P.A. as the Registrant’s independent accountants for the year ending December 31, 2024.
| For | Against | Abstain | ||
| 579,726 | 89,595 | 21,763 |
3. Proposal to hold a non-binding advisory vote endorsing the Registrant’s executive compensation.
| For | Against | Abstain | Broker Non-Votes | |||
| 277,591 | 47,062 | 6,392 | 360,039 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| GT BIOPHARMA, INC. | ||
| Date: June 26, 2024 | By: | /s/ Alan Urban |
| Alan Urban | ||
| Chief Financial Officer | ||